Filing Details

Accession Number:
0001127602-13-026997
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-11 17:24:00
Reporting Period:
2013-09-09
Filing Date:
2013-09-11
Accepted Time:
2013-09-11 17:24:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466258 Ingersoll-Rand Plc IR Auto Controls For Regulating Residential & Comml Environments (3822) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279505 W Michael Lamach C/O Ingersoll-Rand Company
800-E Beaty Street
Davidson NC 28036
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2013-09-09 100,000 $38.69 264,368 No 4 M Direct
Ordinary Shares Acquisiton 2013-09-09 50,000 $16.85 314,368 No 4 M Direct
Ordinary Shares Acquisiton 2013-09-09 66,125 $16.85 380,493 No 4 M Direct
Ordinary Shares Disposition 2013-09-09 216,125 $62.50 164,368 No 4 S Direct
Ordinary Shares (Trust 1) Acquisiton 2013-09-06 2,650 $0.00 2,650 No 5 G Indirect By trust
Ordinary Shares (Grat) Disposition 2013-09-06 2,650 $0.00 5,300 No 5 G Indirect By grantor retained annuity trust
Ordinary Shares (Trust 2) Acquisiton 2013-09-06 2,650 $0.00 2,650 No 5 G Indirect By trust
Ordinary Shares (Grat) Disposition 2013-09-06 2,650 $0.00 2,650 No 5 G Indirect By grantor retained annuity trust
Ordinary Shares (Trust 3) Acquisiton 2013-09-06 2,650 $0.00 2,650 No 5 G Indirect By trust
Ordinary Shares (Grat) Disposition 2013-09-06 2,650 $0.00 0 No 5 G Indirect By grantor retained annuity trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 5 G Indirect By trust
No 5 G Indirect By grantor retained annuity trust
No 5 G Indirect By trust
No 5 G Indirect By grantor retained annuity trust
No 5 G Indirect By trust
No 5 G Indirect By grantor retained annuity trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2013-09-09 100,000 $0.00 100,000 $38.69
Ordinary Shares Stock Option (Right to Buy) Disposition 2013-09-09 50,000 $0.00 50,000 $16.85
Ordinary Shares Stock Option (Right to Buy) Disposition 2013-09-09 66,125 $0.00 66,125 $16.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-02-01 No 4 M Direct
0 2019-02-11 No 4 M Direct
0 2019-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 2,013 Indirect By Plan Trustee
Ordinary Shares (Grat) 20,000 Indirect By grantor retained annuity trust
Footnotes
  1. Transaction executed pursuant to a Rule 10b5-1 Plan adopted by the reporting person on July 22, 2013.
  2. On September 6, 2013, the grantor annuity trust established on September 2, 2011 distributed 5,700 shares to the reporting person. The reporting person is trustee of the trust.
  3. Represents shares distributed from the reporting person's grantor annuity trust established on September 2, 2011 as a gift to an irrevocable trust for the benefit of the reporting person's child.
  4. Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
  5. On September 6, 2013, the reporting person contributed 20,000 ordinary shares to a grantor retained annuity trust for the benefit of himself and his children. The reporting person is the trustee.
  6. The options vest in three equal annual installments on the first, second and third anniversaries of the date of grant.