Filing Details
- Accession Number:
- 0001181431-13-048637
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 16:51:58
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 16:51:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561627 | Exone Co | XONE | Printing Trades Machinery & Equipment (3555) | 261480640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1049495 | Kent S Rockwell | 127 Industry Boulevard North Huntingdon PA 15642 | Chair And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Disposition | 2013-09-09 | 1,318,400 | $59.06 | 3,162,628 | No | 4 | S | Indirect | By S. Kent Rockwell Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By S. Kent Rockwell Revocable Trust |
Footnotes
- S. Kent Rockwell is the beneficiary of the S. Kent Rockwell Revocable Trust, which is the indirect, sole stockholder of Rockwell Forest Products, Inc. and Rockwell Holdings, Inc. which are the record holders of the shares beneficially owned by Mr. Rockwell. On September 9, 2013, Rockwell Holdings, Inc. and Rockwell Forest Products, Inc. entered into an underwriting agreement with FBR Capital Markets & Co., as Representative of the several Underwriters, pursuant to which they agreed to sell 305,028 and 1,013,372 shares of Common Stock of The ExOne Company, respectively. The transaction is expected to close on September 13, 2013.
Billionaire Hedge Funds
