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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-09-11 13:05:27
Reporting Period:
Filing Date:
Accepted Time:
2013-09-11 13:05:27
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1001115 Geospace Technologies Corp GEOS Measuring & Controlling Devices, Nec (3829) 760447780
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298750 Lacey Rice 2527 Buffalo Trail
Sugar Land TX 77479
Vice President, Hr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2013-09-10 1,000 $8.78 1,000 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2013-09-10 1,000 $75.13 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options (right to buy) Disposition 2013-09-10 1,000 $0.00 1,000 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-05 2018-12-05 No 4 M Direct
  1. These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.27, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The shares that were issued upon the exercise of these options were immediately sold, as is presented in Table I.
  4. Pursuant to General Instruction C(iii) of Form 4, the exercise price is reported in Column 2 of this Table II
  5. On October 18, 2012, the common stock of the Company split 2-for-1, resulting in the reporting person's ownership of 500 additional options for which the strike price was reduced to $8.78.