Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-09-10 16:52:44
Reporting Period:
Filing Date:
Accepted Time:
2013-09-10 16:52:44
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1316656 Dresser-Rand Group Inc. DRC Engines & Turbines (3510) 201780492
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521733 Gustavo Nechar C/o Dresser-Rand
10205 Westheimer, Suite 1000
Houston TX 77042
V.p., Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-09 3,854 $40.29 5,717 No 4 M Direct
Common Stock Disposition 2013-09-09 3,854 $62.54 1,863 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-09-09 3,854 $0.00 3,854 $40.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,708 2021-08-15 No 4 M Direct
  1. The price reported is a weighted average sale price per share of all shares sold on this date. These shares were sold in multiple transactions at prices ranging from $62.53 to $62.55. The reporting person undertakes to provide to Dresser-Rand Group Inc., any security holder of Dresser-Rand Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  2. Stock Options granted pursuant to the Dresser-Rand Group Inc. 2008 Stock Incentive Plan, exempt under Rule 16b-3. Options vest in three equal installments annually beginning August 15, 2012.