Filing Details

Accession Number:
0001000045-13-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-10 16:44:54
Reporting Period:
2013-09-06
Filing Date:
2013-09-10
Accepted Time:
2013-09-10 16:44:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000045 Nicholas Financial Inc NICK Short-Term Business Credit Institutions (6153) 593019317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325815 Scott Fink 2454 Mcmullen Booth Rd #c-501B
Clearwater FL 33759
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-06 5,209 $16.04 4,041 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $11.44 2022-08-07 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-08-07 5,000 5,000 Direct
Footnotes
  1. This amount has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
  2. This option vest in three equal annual installments beginning on August 7, 2012.