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Home > Insider Trading > Filing (0001000045-13-000008)

Filing Details

Accession Number:: 0001000045-13-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-10 16:44:54
Reporting Period:: 2013-09-06

Filing Date:: 2013-09-10
Accepted Time:: 2013-09-10 16:44:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1000045	Nicholas Financial Inc	NICK	Short-Term Business Credit Institutions (6153)	593019317

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1325815	Scott Fink	2454 Mcmullen Booth Rd #C-501B Clearwater FL 33759		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-09-06	5,209	$16.04	4,041	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$11.44		2022-08-07	5,000	5,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-08-07	5,000	5,000	Direct

Footnotes

This amount has been reduced by $2.00 per the Equity Plan requirements as a result of the December 2012 special cash dividend.
This option vest in three equal annual installments beginning on August 7, 2012.