Filing Details

Accession Number:
0001437749-13-011776
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-09 19:52:20
Reporting Period:
2013-09-05
Filing Date:
2013-09-09
Accepted Time:
2013-09-09 19:52:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924383 Lrad Corp LRAD Household Audio & Video Equipment (3651) 870361799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357179 R Thomas Brown 16990 Goldentop Rd.
Suite A
San Diego CA 92127
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-05 54,294 $0.48 81,694 No 4 M Direct
Common Stock Disposition 2013-09-05 1,194 $1.48 80,500 No 4 S Direct
Common Stock Disposition 2013-09-05 16,500 $1.49 64,000 No 4 S Direct
Common Stock Disposition 2013-09-05 35,811 $1.50 28,189 No 4 S Direct
Common Stock Disposition 2013-09-05 789 $1.51 27,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-09-05 54,294 $0.00 54,294 $0.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
241,698 2013-12-08 No 4 M Direct
Footnotes
  1. The option to purchase shares vests as to 1/3 of the shares on the date of grant at 12/8/2008 and 1/12 quarterly thereafter until fully vested.