Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-09-09 18:20:40
Reporting Period:
Filing Date:
Accepted Time:
2013-09-09 18:20:40
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1499912 Fxcm Inc. FXCM Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 273268672
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504929 Andreas Putz C/o Fxcm Inc.
55 Water Street
New York NY 10041
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Acquisiton 2013-09-05 10,000 $14.00 10,000 No 4 M Direct
Class A Common Stock, Par Value $0.01 Disposition 2013-09-05 10,000 $19.16 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (right to buy) Disposition 2013-09-05 10,000 $0.00 10,000 $14.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2017-12-01 No 4 M Direct
  1. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.09 to $19.23, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period that began on December 1, 2010 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the reporting person's employment with FXCM Inc. terminates prior to such date.