Filing Details

Accession Number:
0001209191-13-043516
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-09 16:56:20
Reporting Period:
2013-09-06
Filing Date:
2013-09-09
Accepted Time:
2013-09-09 16:56:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1344413 Alexza Pharmaceuticals Inc. ALXA Pharmaceutical Preparations (2834) 770567768
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1101713 Gordon Ringold 325 E. Middlefield Ave
Mountain View CA 94043
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-06 10,000 $4.77 32,392 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 927 Indirect Held by Spouse
Common Stock 927 Indirect By the Gordon Ringold & Tanya Zarucki 1999 Reversible Trust, as co-trustee