Filing Details

Accession Number:
0001354488-13-005127
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-09 16:56:14
Reporting Period:
2013-09-05
Filing Date:
2013-09-09
Accepted Time:
2013-09-09 16:56:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PEDO Oil & Gas Field Exploration Services (1382) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1293970 L Michael Peterson 4125 Blackhawk Plaza Circle
Suite 201
Danville CA 94506
Exec Vp And Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-05 2,100 $4.50 697,016 No 5 S Direct
Common Stock Disposition 2013-09-06 3,000 $4.50 694,016 No 5 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 S Direct
No 5 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,806 Indirect By The Peterson Family Trust
Common Stock 26,668 Indirect By minor children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 63,800 63,800 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $0.24 2012-03-01 2021-10-07 100,000 100,000 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $0.51 2012-12-18 2022-06-18 269,534 269,534 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $67.20 2008-09-20 2018-05-28 447 447 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $30.24 2011-02-02 2021-02-02 2,977 2,977 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-06-18 63,800 63,800 Direct
2021-10-07 100,000 100,000 Direct
2022-06-18 269,534 269,534 Direct
2018-05-28 447 447 Direct
2021-02-02 2,977 2,977 Direct
Footnotes
  1. 2,100 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.
  2. Includes 250,000 shares and 325,000 shares issued pursuant to restricted stock agreements, 111,567 balance of vested stock initially issued pursuant to a restricted stock agreement and 7449 shares issued pursuant to a debt conversion.
  3. Represents 13,334 shares of the Issuer's common stock owned by each of the Reporting Person's two minor children.
  4. 3,000 shares were sold at $4.50 per share pursuant to Reporting Person's Rule 10b5-1 Sales Plan established December 17, 2012 and administered by Oppenheimer and Co. Inc.