Filing Details

Accession Number:
0001354488-13-005116
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-09 16:15:35
Reporting Period:
2013-09-06
Filing Date:
2013-09-09
Accepted Time:
2013-09-09 16:15:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433966 Green Earth Technologies Inc GETG Wholesale-Chemicals & Allied Products (5160) 260755102
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408842 F Walter Raquet C/O Green Earth Technologies, Inc.
1136 Celebration Blvd
Celebration FL 34747
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-06 8,000,000 $0.10 10,537,862 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrant Acquisiton 2013-09-06 2,666,667 $0.00 2,666,667 $0.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,666,667 2016-09-05 No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 6% Secured Convertible Debenture $0.17 2016-03-31 0 0 Indirect
Common Stock Series A Common Stock Purchase Warrant $0.21 2018-03-31 1,838,235 1,838,235 Indirect
Common Stock 6% Secured Convertible Debenture $0.17 2014-12-31 0 0 Direct
Common Stock Series A Common Stock Purchase Warrant $0.21 2016-12-31 1,470,588 1,470,588 Direct
Common Stock 6% Secured Convertible Debenture $0.17 2014-12-31 0 0 Indirect
Common Stock Series A Common Stock Purchase Warrant $0.21 2016-12-31 2,208,882 2,208,882 Indirect
Common Stock Options to purchase common stock $0.17 2013-06-04 2022-06-04 150,000 150,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-31 0 0 Indirect
2018-03-31 1,838,235 1,838,235 Indirect
2014-12-31 0 0 Direct
2016-12-31 1,470,588 1,470,588 Direct
2014-12-31 0 0 Indirect
2016-12-31 2,208,882 2,208,882 Indirect
2022-06-04 150,000 150,000 Direct
Footnotes
  1. Immediately.
  2. These securities were issued to the reporting person in connection with reporting person's purchase of 2,666,667 units each of three shares of common stock and one three-year common stock purchase warrant.
  3. On 3/28/13 the 6% Secured Convertible Debenture was convertible into 3,676,471 shares of the Issuer's common stock.
  4. The Reporting Person controls the power to vote and dispose of the securities and disclaims beneficial ownership extent of his pecuniary interest in the securities.
  5. On 10/04/12, the 6% Secured Convertible Debenture was convertible into 2,941,176 shares of the Issuer's common stock.
  6. On 10/04/12, the 6% Secured Convertible Debenture was convertible into 4,411,765 shares of the Issuer's common stock.
  7. Options vest as follows: 1/3 on the first anniversary of the 6/4/2012 grant date; 1/3 on the second anniversary of the grant date; and the balance on the third anniversary of the grant date.