Filing Details

Accession Number:
0001140361-13-035417
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-09 16:04:41
Reporting Period:
2013-09-05
Filing Date:
2013-09-09
Accepted Time:
2013-09-09 16:04:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141240 Liquidmetal Technologies Inc LQMT Chemicals & Allied Products (2800) 330264467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070001 S Mark Hansen Liquidmetal Technologies, Inc.
30452 Esperanza
Rancho Santa Margarita CA 92688
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-05 25,000 $0.18 25,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Buy $0.08 2023-02-06 270,000 270,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-06 270,000 270,000 Direct
Footnotes
  1. The shares reported in column 7 will vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary of the date of grant; with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.