Filing Details
- Accession Number:
- 0001206774-13-003302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-06 17:21:25
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-06
- Accepted Time:
- 2013-09-06 17:21:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 75829 | Pall Corp | PLL | General Industrial Machinery & Equipment, Nec (3569) | 111541330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247691 | Katharine Plourde | C/O Pall Corporation, 25 Harbor Park Drive, Port Washington NY 11050 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Commom Stock | Acquisiton | 2013-09-04 | 1,609 | $26.84 | 2,209 | No | 4 | M | Direct | |
| Commom Stock | Disposition | 2013-09-04 | 1,609 | $71.00 | 600 | No | 4 | S | Direct | |
| Commom Stock | Acquisiton | 2013-09-04 | 5,491 | $26.84 | 6,091 | No | 4 | M | Direct | |
| Commom Stock | Disposition | 2013-09-04 | 5,491 | $70.85 | 600 | No | 4 | S | Direct | |
| Commom Stock | Acquisiton | 2013-09-04 | 400 | $26.84 | 1,000 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2013-09-04 | 1,609 | $0.00 | 1,609 | $26.84 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2013-09-04 | 5,491 | $0.00 | 5,491 | $26.84 |
| Common Stock | Director Stock Option (Right to Buy) | Disposition | 2013-09-04 | 400 | $0.00 | 400 | $26.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,891 | 2014-01-04 | No | 4 | M | Direct | |
| 400 | 2014-01-04 | No | 4 | M | Direct | |
| 0 | 2014-01-04 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $70.78 - $70.90. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporationm full information regarding the numbers of shares and prices at which the transaction was affected.
- The stock option grant has a graded vesting schedule. The Date Exercisable varied for each vesting tranche.
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