Filing Details

Accession Number:
0001206774-13-003291
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-05 19:02:37
Reporting Period:
2013-09-03
Filing Date:
2013-09-05
Accepted Time:
2013-09-05 19:02:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527590 Zais Financial Corp. ZFC Real Estate Investment Trusts (6798) 900729143
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568768 Christian Zugel C/O Zais Financial Corp.
Two Bridge Avenue, Suite 322
Red Bank NJ 07701
Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-03 5,000 $15.71 57,911 No 4 P Direct
Common Stock Acquisiton 2013-09-03 25,000 $15.72 82,911 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,728 Indirect By Spouse
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.68 to $15.73, inclusive. The Reporting Person undertakes to provide ZAIS Financial Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.