Filing Details

Accession Number:
0001002225-13-000089
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-05 17:47:42
Reporting Period:
2013-09-04
Filing Date:
2013-09-05
Accepted Time:
2013-09-05 17:47:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559492 Anthony Sperling 600 Townsend Street
San Francisco CA 94103
Evp, Global Cust Experience No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-04 6,750 $7.84 84,039 No 4 M Direct
Common Stock Disposition 2013-09-04 6,750 $27.44 77,289 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-09-04 6,750 $27.44 6,750 $7.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-01-09 2014-01-09 No 4 M Direct
Footnotes
  1. Transaction pursuant to the August 5 2013 Lock-Up Agreement related to the August 2013 Advent Public Offering.