Filing Details
- Accession Number:
- 0001415889-13-001746
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-30 18:37:39
- Reporting Period:
- 2013-08-28
- Filing Date:
- 2013-08-30
- Accepted Time:
- 2013-08-30 18:37:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 50471 | Park City Group Inc | PCYG | Services-Computer Processing & Data Preparation (7374) | 371454128 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1027190 | W Robert Allen | 299 S Main Street, Ste 2370 Salt Lake City UT 84111 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-28 | 77,519 | $6.45 | 561,961 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2013-08-28 | 25,581 | $0.00 | 25,581 | $6.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,581 | 2013-08-28 | 2018-08-28 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 118,933 | Indirect | Trust (By Spouse) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Convertible Preferred Stock | $10.00 | 2011-06-30 | 130,753 | 52,301 | Direct | |
| Common Stock | Warrant | $3.60 | 2013-03-14 | 2018-03-14 | 45,833 | 45,833 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 130,753 | 52,301 | Direct | |
| 2018-03-14 | 45,833 | 45,833 | Direct |
Footnotes
- The Reporting Person acquired the shares of common stock directly from the Issuer in a privately negotiated transaction.
- The Reporting Person received the warrants as additional consideration for the purchase of the shares of common stock reported in Table I.
- The Series B Preferred remains convertible so long as the shares remain issued and outstanding.
Billionaire Hedge Funds
