Filing Details

Accession Number:
0001140361-13-034713
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-30 18:08:03
Reporting Period:
2013-08-29
Filing Date:
2013-08-30
Accepted Time:
2013-08-30 18:08:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
275053 Natures Sunshine Products Inc NATR Pharmaceutical Preparations (2834) 870327982
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1459276 Jamon Jarvis 75 East 1700 South
Provo UT 84606
Evp, Gen Counsel, Sec, Cco No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-29 1,117 $9.87 1,117 No 4 M Direct
Common Stock Disposition 2013-08-29 1,117 $17.65 0 No 4 S Direct
Common Stock Acquisiton 2013-08-30 20,525 $9.87 20,525 No 4 M Direct
Common Stock Disposition 2013-08-30 20,000 $17.50 525 No 4 S Direct
Common Stock Disposition 2013-08-30 525 $17.65 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2013-08-29 1,117 $0.00 1,117 $9.87
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2013-08-30 20,525 $0.00 20,525 $9.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,607 2021-01-03 No 4 M Direct
16,082 2021-01-31 No 4 M Direct
Footnotes
  1. On August 8, 2013, the Nature's Sunshine Products, Inc (the "Issuer") declared a one-time cash dividend of $1.50 per share to shareholders of record as of August 19, 2013, to be paid on August 29, 2013. As a result, pursuant to anti-dilution provisions of the Issuer's stock incentive plans, the exercise price of all outstanding options were reduced by $1.50.
  2. On May 10, 2010, the reporting person was granted an option to purchase 42,000 shares of common stock. The option vests in three equal installments based on satisfaction of certain performance criteria. The performance criteria for two-thirds of the options were determined to have been met on 3/1/12, resulting in vesting of the option with respect to 28,000 shares. The remainder of the option vested with respect to 14,000 shares on 8/21/12 when the performance criteria for the final one-third of the options were determined to have been met.