Filing Details

Accession Number:
0001144204-13-048587
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-29 19:17:38
Reporting Period:
2013-08-27
Filing Date:
2013-08-29
Accepted Time:
2013-08-29 19:17:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499912 Fxcm Inc. FXCM Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 273268672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1505302 James Brown C/O Long Ridge Equity Partners
200 Madison Avenue, Suite 1900
New York NY 10016
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Acquisiton 2013-08-27 125,000 $0.00 225,000 No 4 C Direct
Class A Common Stock, Par Value $0.01 Disposition 2013-08-27 125,000 $19.21 100,000 No 4 S Direct
Class A Common Stock, Par Value $0.01 Acquisiton 2013-08-27 375,000 $0.00 375,000 No 4 C Indirect By Trust
Class A Common Stock, Par Value $0.01 Disposition 2013-08-27 375,000 $19.21 0 No 4 S Indirect By Trust
Class A Common Stock, Par Value $0.01 Acquisiton 2013-08-28 115,000 $0.00 215,000 No 4 C Direct
Class A Common Stock, Par Value $0.01 Disposition 2013-08-28 115,000 $19.14 100,000 No 4 S Direct
Class A Common Stock, Par Value $0.01 Acquisiton 2013-08-28 100,000 $0.00 100,000 No 4 C Indirect By Trust
Class A Common Stock, Par Value $0.01 Disposition 2013-08-28 100,000 $19.15 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 C Direct
No 4 S Direct
No 4 C Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Units of FXCM Holdings LLC Disposition 2013-08-27 125,000 $0.00 125,000 $0.00
Class A Common Stock Units of FXCM Holdings LLC Disposition 2013-08-27 375,000 $0.00 375,000 $0.00
Class A Common Stock Units of FXCM Holdings LLC Disposition 2013-08-28 115,000 $0.00 115,000 $0.00
Class A Common Stock Units of FXCM Holdings LLC Disposition 2013-08-28 100,000 $0.00 100,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
334,865 No 4 C Direct
577,821 No 4 C Indirect
219,865 No 4 C Direct
477,821 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Units of FXCM Holdings LLC $0.00 459,865 459,865 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
459,865 459,865 Indirect
Footnotes
  1. Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
  2. Held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee. The Reporting Person disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
  3. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.33, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.23, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Held by a limited liability company, for which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership over the securities held by this limited liability company except to the extent of his pecuniary interest therein.