Filing Details

Accession Number:
0001140361-13-034590
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-29 16:38:53
Reporting Period:
2013-08-27
Filing Date:
2013-08-29
Accepted Time:
2013-08-29 16:38:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311596 Regado Biosciences Inc RGDO Pharmaceutical Preparations (2834) 030422069
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901066 A Robert Kierlin 2001 Theurer Boulevard
Winona MN 55987
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-27 201,785 $0.00 224,262 No 4 C Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-27 100,050 $0.00 324,312 No 4 C Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-27 199,050 $0.00 523,362 No 4 C Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-27 1,392,875 $0.00 1,916,237 No 4 C Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-27 634,718 $0.00 2,550,955 No 4 C Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-27 750,000 $4.00 3,300,955 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Series A Preferred Stock Disposition 2013-08-27 3,369,811 $0.00 201,785 $0.00
Common Stock, Par Value $0.001 Per Share Series B Preferred Stock Disposition 2013-08-27 1,670,833 $0.00 100,050 $0.00
Common Stock, Par Value $0.001 Per Share Series C Preferred Stock Disposition 2013-08-27 3,324,136 $0.00 199,050 $0.00
Common Stock, Par Value $0.001 Per Share Series D Preferred Stock Disposition 2013-08-27 23,261,013 $0.00 1,392,875 $0.00
Common Stock, Par Value $0.001 Per Share Series E Preferred Stock Disposition 2013-08-27 10,750,105 $0.00 634,718 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The shares of Series A Preferred Stock had no expiration date and automatically converted upon the consummation of the initial public offering of Regado Biosciences, Inc. (the "Company") at a conversion ratio of 1 share of Series A Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.
  2. The shares of Series B Preferred Stock had no expiration date and automatically converted upon the consummation of the Company's initial public offering at a conversion ratio of 1 share of Series B Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.
  3. The shares of Series C Preferred Stock had no expiration date and automatically converted upon the consummation of the Company's initial public offering at a conversion ratio of 1 share of Series C Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.
  4. The shares of Series D Preferred Stock had no expiration date and automatically converted upon the consummation of the Company's initial public offering at a conversion ratio of 1 share of Series D Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.
  5. The shares of Series E Preferred Stock had no expiration date and automatically converted upon the consummation of the Company's initial public offering at a conversion ratio of 1 share of Series E Preferred Stock to 0.05988024 shares of common stock, for no additional consideration.