Filing Details

Accession Number:
0001209191-13-042289
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-29 12:02:36
Reporting Period:
2013-08-28
Filing Date:
2013-08-29
Accepted Time:
2013-08-29 12:02:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415361 J. Michael Indiveri C/O 21 Scarsdale Rd
Yonkers NY 10707
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-28 1,000 $18.30 1,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,500 Direct
Common Stock 4,500 Indirect By IRA
Footnotes
  1. Held jointly with spouse
  2. Includes Restricted Stock Award of 3,750 shares which vests over 4 years on the anniversary of the grant, commencing 05/10/2014 at a rate of 20% for each of the first and second year and at a rate of 30% for each of the third and fourth year (750 shares will vest on each of 05/10/2014 and 05/10/2015 and 1,125 shares will vest on each of 05/10/2016 and 05/10/2017). Vesting of the remaining 3,750 shares is contingent upon the achievement of specified performance criteria.