Filing Details

Accession Number:
0000904454-13-000995
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-28 12:15:46
Reporting Period:
2013-08-27
Filing Date:
2013-08-28
Accepted Time:
2013-08-28 12:15:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311596 Regado Biosciences Inc RGDO Pharmaceutical Preparations (2834) 030422069
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1013425 I Jesse Treu C/o Domain Associates, Llc
One Palmer Square
Princeton NJ 08542
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-27 394,969 $0.00 430,516 No 4 C Indirect By Domain Partners VI, L.P.
Common Stock Acquisiton 2013-08-27 270,568 $0.00 701,084 No 4 C Indirect By Domain Partners VI, L.P.
Common Stock Acquisiton 2013-08-27 894,120 $0.00 1,595,204 No 4 C Indirect By Domain Partners VI, L.P.
Common Stock Acquisiton 2013-08-27 225,913 $0.00 1,821,117 No 4 C Indirect By Domain Partners VI, L.P.
Common Stock Acquisiton 2013-08-27 750,000 $4.00 2,571,117 No 4 P Indirect By Domain Partners VI, L.P.
Common Stock Acquisiton 2013-08-27 4,233 $0.00 4,614 No 4 C Indirect By DP VI Associates, L.P.
Common Stock Acquisiton 2013-08-27 2,899 $0.00 7,513 No 4 C Indirect By DP VI Associates, L.P.
Common Stock Acquisiton 2013-08-27 7,407 $0.00 14,920 No 4 C Indirect By DP VI Associates, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Domain Partners VI, L.P.
No 4 C Indirect By Domain Partners VI, L.P.
No 4 C Indirect By Domain Partners VI, L.P.
No 4 C Indirect By Domain Partners VI, L.P.
No 4 P Indirect By Domain Partners VI, L.P.
No 4 C Indirect By DP VI Associates, L.P.
No 4 C Indirect By DP VI Associates, L.P.
No 4 C Indirect By DP VI Associates, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2013-08-27 394,969 $0.00 394,969 $0.00
Common Stock Series C Preferred Stock Disposition 2013-08-27 270,568 $0.00 270,568 $0.00
Common Stock Series D Preferred Stock Disposition 2013-08-27 894,120 $0.00 894,120 $0.00
Common Stock Series E Preferred Stock Disposition 2013-08-27 225,913 $0.00 225,913 $0.00
Common Stock Series B Preferred Stock Disposition 2013-08-27 4,233 $0.00 4,233 $0.00
Common Stock Series C Preferred Stock Disposition 2013-08-27 2,899 $0.00 2,899 $0.00
Common Stock Series D Preferred Stock Disposition 2013-08-27 7,407 $0.00 7,407 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2013-08-27 17,964 $0.00 17,964 $4.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
17,964 2023-08-27 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,171 Indirect By Domain Associates, LLC
Footnotes
  1. All outstanding shares of Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock had no expiration date.
  2. The Reporting Person is a Managing Member of One Palmer Square Associates VI, LLC, which is the sole general partner of Domain Partners VI, L.P. and DP VI Associates, L.P., and Domain Associates, LLC. Pursuant to Instruction (5)(b)(iv) of Form 3, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her.
  3. The option shall vest as to 100% of the shares of common stock on August 27, 2014.