Filing Details

Accession Number:
0000904454-13-000985
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-28 11:43:57
Reporting Period:
2013-08-27
Filing Date:
2013-08-28
Accepted Time:
2013-08-28 11:43:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311596 Regado Biosciences Inc RGDO Pharmaceutical Preparations (2834) 030422069
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298033 Domain Partners Vi, L.p. C/o Domain Associates, Llc
One Palmer Square
Princeton NJ 08542
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-27 394,969 $0.00 430,516 No 4 C Direct
Common Stock Acquisiton 2013-08-27 270,568 $0.00 701,084 No 4 C Direct
Common Stock Acquisiton 2013-08-27 894,120 $0.00 1,595,204 No 4 C Direct
Common Stock Acquisiton 2013-08-27 225,913 $0.00 1,821,117 No 4 C Direct
Common Stock Acquisiton 2013-08-27 750,000 $4.00 2,571,117 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2013-08-27 394,969 $0.00 394,969 $0.00
Common Stock Series C Preferred Stock Disposition 2013-08-27 270,568 $0.00 270,568 $0.00
Common Stock Series D Preferred Stock Disposition 2013-08-27 894,120 $0.00 894,120 $0.00
Common Stock Series E Preferred Stock Disposition 2013-08-27 225,913 $0.00 225,913 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. All outstanding shares of Preferred Stock automatically converted into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock had no expiration date.