Filing Details

Accession Number:
0000950138-13-000359
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-27 16:52:23
Reporting Period:
2013-08-24
Filing Date:
2013-08-27
Accepted Time:
2013-08-27 16:52:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1038870 S David Deason C/O Barnes &Amp; Noble, Inc.
122 Fifth Avenue
New York NY 10011
Vp B&N Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-24 324 $13.99 30,860 No 4 F Direct
Common Stock Disposition 2013-08-27 859 $14.06 30,001 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 922 Indirect By 401(k) Plan
Footnotes
  1. Shares withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes.
  2. Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2013. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.