Filing Details

Accession Number:
0001209191-13-041995
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-26 17:53:58
Reporting Period:
2013-08-26
Filing Date:
2013-08-26
Accepted Time:
2013-08-26 17:53:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228022 D Arthur Chadwick C/O Cavium Networks, Inc.
2315 N. First Street
San Jose CA 95131
Vp Finance & Admin Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-26 30,000 $10.32 61,350 No 4 M Indirect See footnote
Common Stock Disposition 2013-08-26 30,000 $38.00 31,350 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Right to Buy Disposition 2013-08-26 30,000 $0.00 30,000 $10.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 2009-02-06 2016-02-06 No 4 M Direct
Footnotes
  1. Both direct and indirect. See footnote 2.
  2. Of the 61,350 shares beneficially owned by Mr. Chadwick, 48,250 shares were owned directly by Mr. Chadwick, and 13,100 shares are owned indirectly by Mr. Chadwick through family trust.
  3. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  4. Both direct and indirect. See footnote 5.
  5. Of the 31,350 shares beneficially owned by Mr. Chadwick, 18,250 shares were owned directly by Mr. Chadwick, and 13,100 shares are owned indirectly by Mr. Chadwick through family trust.