Filing Details

Accession Number:
0000950138-13-000354
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-26 17:41:53
Reporting Period:
2013-08-22
Filing Date:
2013-08-26
Accepted Time:
2013-08-26 17:41:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1038859 S Mitchell Klipper C/o Barnes & Noble, Inc.
122 Fifth Avenue
New York NY 10011
Ceo, B&n Retail Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-22 36,597 $14.53 560,535 No 4 S Direct
Common Stock Disposition 2013-08-23 157,362 $14.20 403,173 No 4 S Direct
Common Stock Disposition 2013-08-24 996 $13.99 402,177 No 4 F Direct
Common Stock Disposition 2013-08-26 206,041 $14.33 196,136 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,262 Indirect By 401(k) Plan
Footnotes
  1. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.73, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.43, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
  3. Shares withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes.
  4. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.50, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
  5. Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of June 30, 2013. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.