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Filing Details

Accession Number:
0001127602-13-026014
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-26 17:29:36
Reporting Period:
2013-08-22
Filing Date:
2013-08-26
Accepted Time:
2013-08-26 17:29:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466931 E Mary Humiston C/o Applied Materials, Inc.
P.o. Box 58039, 3050 Bowers Av, M/s 1268
Santa Clara CA 95054
Senior Vp, Global Hr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-22 45,000 $8.58 738,536 No 4 M Direct
Common Stock Disposition 2013-08-22 45,000 $15.65 693,536 No 4 S Direct
Common Stock Disposition 2013-08-22 72,173 $15.67 621,363 No 4 S Direct
Common Stock Disposition 2013-08-23 2,827 $15.67 618,536 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-08-22 45,000 $0.00 45,000 $8.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-04-01 2014-03-09 No 4 M Direct
Footnotes
  1. Number of shares includes 529,375 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (b) 100,625 shares are scheduled to vest in installments during each December of 2013 and 2014; (c) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (d) provided specified performance goals are achieved, 350,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.61 to $15.69, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.64 to $15.70, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
  4. Shares became exercisable in three equal annual installments beginning on April 1, 2010.