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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-08-23 13:38:48
Reporting Period:
Filing Date:
Accepted Time:
2013-08-23 13:38:48
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1093691 Plug Power Inc PLUG Electrical Industrial Apparatus (3620) 223672377
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1431827 Andrew Marsh 968 Albany Shaker Road
Latham NY 12110
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-20 32,218 $0.38 243,553 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
  1. Shares were issued to Mr. Marsh in lieu of a portion of cash salary pursuant to an existing agreement between the Company and Mr. Marsh.
  2. The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.28 to $0.46, inclusive. The reporting person undertakes to provide to Plug Power Inc., security holders of Plug power Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range specified above.