Filing Details

Accession Number:
0001217160-13-000266
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-22 19:16:30
Reporting Period:
2013-08-20
Filing Date:
2013-08-22
Accepted Time:
2013-08-22 19:16:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
704159 Paulson Capital Corp PLCC Security Brokers, Dealers & Flotation Companies (6211) 930589534
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472311 George Murray Smith 1331 Nw Lovejoy Street
Suite 720
Portland OR 97209
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-20 2,000 $1.18 2,000 No 4 P Direct
Common Stock Acquisiton 2013-08-20 5,000 $1.20 7,000 No 4 P Direct
Common Stock Acquisiton 2013-08-21 1,973 $1.10 8,973 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct