Filing Details

Accession Number:
0001179110-13-013368
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-21 17:39:14
Reporting Period:
2013-08-19
Filing Date:
2013-08-21
Accepted Time:
2013-08-21 17:39:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
2491 Bally Technologies Inc. BYI Services-Prepackaged Software (7372) 880104066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533186 Derik Mooberry 6601 S. Bermuda Road
Las Vegas NV 89119
Svp, Games No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.10 Per Share Acquisiton 2013-08-19 2,000 $12.07 29,557 No 4 M Direct
Common Stock, Par Value $.10 Per Share Acquisiton 2013-08-19 10,000 $20.32 39,557 No 4 M Direct
Common Stock, Par Value $.10 Per Share Acquisiton 2013-08-19 7,000 $34.61 46,557 No 4 M Direct
Common Stock, Par Value $.10 Per Share Acquisiton 2013-08-19 5,625 $32.62 52,182 No 4 M Direct
Common Stock, Par Value $.10 Per Share Acquisiton 2013-08-19 2,000 $38.20 54,812 No 4 M Direct
Common Stock, Par Value $.10 Per Share Acquisiton 2013-08-19 1,000 $37.76 55,182 No 4 M Direct
Common Stock, Par Value $.10 Per Share Disposition 2013-08-19 27,625 $71.16 27,557 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.10 Per Share Employee Stock Option (Right to Buy) Disposition 2013-08-19 2,000 $0.00 2,000 $12.07
Common Stock, Par Value $.10 Per Share Employee Stock Option (Right to Buy) Disposition 2013-08-19 10,000 $0.00 10,000 $20.32
Common Stock, Par Value $.10 Per Share Employee Stock Option (Right to Buy) Disposition 2013-08-19 7,000 $0.00 7,000 $34.61
Common Stock, Par Value $.10 Per Share Employee Stock Option (Right to Buy) Disposition 2013-08-19 5,625 $0.00 5,625 $32.62
Common Stock, Par Value $.10 Per Share Employee Stock Option (Right to Buy) Disposition 2013-08-19 2,000 $0.00 2,000 $38.20
Common Stock, Par Value $.10 Per Share Employee Stock Option (Right to Buy) Disposition 2013-08-19 1,000 $0.00 1,000 $37.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-08-24 No 4 M Direct
0 2015-10-14 No 4 M Direct
0 2016-07-21 No 4 M Direct
1,875 2017-08-16 No 4 M Direct
2,000 2018-04-01 No 4 M Direct
3,000 2018-12-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.10 Per Share 340 Indirect Derik J Mooberry and Barbara Mooberry Revocable Trust
Footnotes
  1. The transaction was executed in multiple trades at prices from $71.02 to $71.47. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The options vested as follows: (i) 2,666 on August 24, 2006; (ii) 2,666 on August 24, 2007; and, (iii) 2,668 on August 24, 2008.
  3. The options vested as follows: (i) 5,000 on October 14, 2010; (ii) 2,500 on October 14, 2011; and, (iii) 2,500 on October 14, 2012.
  4. The options vested as follows: (i) 1,750 on July 21, 2010; (ii) 1,750 on July 21, 2011, (iii) 1,750 on July 21, 2012; and, (iv) 1,750 on July 21, 2013.
  5. The options vest as follows: (i) 3,750 on August 16, 2012; (ii) 1,875 on August 16, 2013; and, (iii) 1,875 on August 16, 2014.
  6. The options vested as follows: (i) 1,000 on April 1, 2012; (ii) 1,000 on April 1, 2013, (iii) 1,000 on April 1, 2014; and, (iv) 1,000 on April 1, 2015.
  7. The options vested as follows: (i) 1,000 on December 6, 2012; (ii) 1,000 on December 6, 2013, (iii) 1,000 on December 6, 2014; and, (iv) 1,000 on December 6, 2015.
  8. Granted as compensation for services.