Filing Details
- Accession Number:
- 0001209191-13-041657
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-21 16:47:01
- Reporting Period:
- 2013-08-19
- Filing Date:
- 2013-08-21
- Accepted Time:
- 2013-08-21 16:47:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158863 | Wageworks Inc. | WAGE | Services-Business Services, Nec (7389) | 943351864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527205 | L. Joseph Jackson | C/O Wageworks, Inc 1100 Park Place 4Th Floor San Mateo CA 94403 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-19 | 150,000 | $9.42 | 153,684 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-19 | 145,000 | $5.32 | 298,684 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-08-19 | 45,000 | $5.32 | 343,684 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-19 | 150,000 | $40.45 | 193,684 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-19 | 145,000 | $40.45 | 48,684 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-19 | 45,000 | $40.45 | 3,684 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 150,000 | $0.00 | 150,000 | $9.42 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 145,000 | $0.00 | 145,000 | $5.32 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-08-19 | 45,000 | $0.00 | 45,000 | $5.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 370,000 | 2007-05-25 | 2017-05-25 | No | 4 | M | Direct |
| 42,500 | 2010-05-06 | 2020-05-06 | No | 4 | M | Direct |
| 142,500 | 2020-05-06 | No | 4 | M | Direct |
Footnotes
- Includes an aggregate of 3,684 shares acquired under the WageWorks employee stock purchase plan between August 14, 2012 and August 14, 2013
- The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in full on May 6, 2017; provided, however, (i) 25% of the shares subject to the option vested upon the closing of the Issuer's initial public offering; (ii) 25% of the shares subject to the option shall vest upon the achievement of certain financial performance goals; and (iii) the remaining 50% of the shares subject to the option shall vest upon the achievement of both (i) and (ii).
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