Filing Details

Accession Number:
0001209191-13-041642
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-21 16:10:16
Reporting Period:
2013-08-19
Filing Date:
2013-08-21
Accepted Time:
2013-08-21 16:10:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1440024 Roadrunner Transportation Systems Inc. RRTS Arrangement Of Transportation Of Freight & Cargo (4731) 202454942
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237736 D Scott Rued 4900 S. Pennsylvania Avenue
Cudahy WI 53110
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-19 2,800,000 $25.58 10,446,625 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 70,000 Direct
Footnotes
  1. Represents 2,286,165 shares of common stock sold by Thayer Equity Investors V, L.P. ("Thayer"); 4,789 shares of common stock sold by TC Roadrunner-Dawes Holdings, L.L.C. ("TC Roadrunner"); 4,806 shares of common stock sold by TC Sargent Holdings, L.L.C. ("TC Sargent"); 497,034 shares of common stock sold by HCI Equity Partners III, L.P. (f/k/a Thayer | Hidden Creek Partners II, L.P.) ("Partners III"); and 7,206 shares of common stock sold by HCI Co-Investors III, L.P. (f/k/a THC Co-Investors II, L.P.) ("Co-Investors III").
  2. Represents 8,529,540 shares of common stock held by Thayer; 17,869 shares of common stock held by TC Roadrunner; 17,932 shares of common stock held by TC Sargent; 1,854,401 shares held by Partners III; and 26,883 shares held by Co-Investors III.
  3. HC Equity Partners V, L.L.C. ("HC Equity") is the general partner of Thayer and HCI Equity Partners, L.L.C. ("HCI Equity Partners") is the managing member of HC Equity. TC Co-Investors V, L.L.C. ("Investors") is the managing member of each of TC Sargent and TC Roadrunner. HCI Equity Management, L.P. ("Management") is the sole manager of Investors, and HCI Equity Partners is the general partner of Management. HCI Management III, L.P. ("HCI Management III") is the general partner of Partners III and Co-Investors III, and HCI Equity Partners is the general partner of HCI Management III. As such, HC Equity, Investors, Management, HCI Management III, and HCI Equity Partners may be deemed to be beneficial owners of the shares reported in Table I. [CONTINUED IN FOOTNOTE 4]
  4. [CONTINUED FROM FOOTNOTE 3] Each of HC Equity, Investors, Management, HCI Management III, and HCI Equity Partners expressly disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein. The filing of this form should not be deemed an admission that HC Equity, Investors, Management, HCI Management III, or HCI Equity Partners is, for Section 16 purposes or otherwise, the beneficial owner of such shares.
  5. The Reporting Person expressly disclaims beneficial ownership of the shares reported in Table I, except to the extent of his pecuniary interest therein. The filing of this form should not be deemed an admission that the Reporting Person is, for Section 16 purposes or otherwise, the beneficial owner of such shares