Filing Details

Accession Number:
0001140361-13-033712
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-20 21:45:55
Reporting Period:
2013-08-16
Filing Date:
2013-08-20
Accepted Time:
2013-08-20 21:45:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493491 Heritage Financial Group Inc HBOS Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514016 A David Durland 721 North Westover Boulevard
Albany GA 31707
Evp, Chief Banking Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-16 5,000 $11.94 7,000 No 4 M Direct
Common Stock Disposition 2013-08-16 1,000 $19.00 6,000 No 4 S Direct
Common Stock Disposition 2013-08-19 4,000 $19.00 2,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-08-16 5,000 $0.00 5,000 $11.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-07-01 2022-07-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect By IRA
Common Stock 184 Indirect By 401(k)
Common Stock 904 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $11.94 2012-07-01 2022-07-01 7,500 7,500 Direct
Common Stock Stock Option (Right to Buy) $11.94 2012-07-01 2022-07-01 7,500 7,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-07-01 7,500 7,500 Direct
2022-07-01 7,500 7,500 Direct
Footnotes
  1. Transaction represents exercise of options and sale of shares as part of a cashless transaction.
  2. Transaction represents an award of stock appreciation rights and stock options under the Issuer's 2011 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  3. The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.