Filing Details

Accession Number:
0001144204-13-047162
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-20 20:07:27
Reporting Period:
2013-08-16
Filing Date:
2013-08-20
Accepted Time:
2013-08-20 20:07:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289340 Stereotaxis Inc. STXS Electromedical & Electrotherapeutic Apparatus (3845) 943120386
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299430 D Christopher Alafi P.o. Box 7338
Berkeley CA 94707
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-16 261,241 $3.36 1,527,869 No 4 M Indirect Alafi Capital Company LLC
Common Stock Disposition 2013-08-19 239,021 $3.74 1,288,848 No 4 S Indirect Alafi Capital Company LLC
Common Stock Disposition 2013-08-20 22,220 $3.70 1,266,628 No 4 S Indirect Alafi Capital Company LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Alafi Capital Company LLC
No 4 S Indirect Alafi Capital Company LLC
No 4 S Indirect Alafi Capital Company LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (right to buy) Disposition 2013-08-16 261,241 $3.36 261,241 $3.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
606,249 2012-05-10 2017-05-10 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,593 Direct
Common Stock 12,600 Indirect Christopher Alafi Trust
Common Stock 222 Indirect Alafi Family Foundation
Common Stock 3,000 Indirect by Mother
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.65 to $3.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.65 to $3.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.