Filing Details

Accession Number:
0001534424-13-000363
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-20 16:11:39
Reporting Period:
2013-08-05
Filing Date:
2013-08-20
Accepted Time:
2013-08-20 16:11:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788920 Pro Dex Inc PDEX Surgical & Medical Instruments & Apparatus (3841) 841261240
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478067 John Nicholas Swenson 3033 Excelsior Blvd., Ste. 560
Minneapolis MN 55416
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-05 1,325 $1.90 703,663 No 4 L Indirect By AO Partners I, LP
Common Stock Acquisiton 2013-08-07 477 $1.90 704,140 No 4 L Indirect By AO Partners I, LP
Common Stock Acquisiton 2013-08-08 100 $1.90 704,240 No 4 L Indirect By AO Partners I, LP
Common Stock Acquisiton 2013-08-16 5,482 $1.90 709,722 No 4 P Indirect By AO Partners I, LP
Common Stock Acquisiton 2013-08-19 220 $1.90 709,942 No 4 P Indirect By AO Partners I, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Indirect By AO Partners I, LP
No 4 L Indirect By AO Partners I, LP
No 4 L Indirect By AO Partners I, LP
No 4 P Indirect By AO Partners I, LP
No 4 P Indirect By AO Partners I, LP
Footnotes
  1. The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.