Filing Details

Accession Number:
0001181431-13-045714
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-20 15:54:44
Reporting Period:
2013-08-16
Filing Date:
2013-08-20
Accepted Time:
2013-08-20 15:54:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798354 Fiserv Inc FISV Services-Computer Processing & Data Preparation (7374) 391506125
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368169 J Thomas Hirsch 255 Fiserv Drive
Brookfield WI 53045
Evp;Cfo;Treasurer & Asst Sect No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-16 3,616 $38.16 41,616 No 4 M Direct
Common Stock Disposition 2013-08-16 3,616 $99.55 38,000 No 4 S Direct
Common Stock Acquisiton 2013-08-16 3,542 $41.21 41,542 No 4 M Direct
Common Stock Disposition 2013-08-16 3,542 $99.55 38,000 No 4 S Direct
Common Stock Acquisiton 2013-08-16 12,500 $44.32 50,500 No 4 M Direct
Common Stock Disposition 2013-08-16 12,500 $99.55 38,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-16 3,616 $0.00 3,616 $38.16
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-16 3,542 $0.00 3,542 $41.21
Common Stock Employee Stock Option (right to buy) Disposition 2013-08-16 12,500 $0.00 12,500 $44.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-02-16 2015-02-16 No 4 M Direct
0 2006-02-21 2016-02-21 No 4 M Direct
7,500 2009-05-01 2016-05-01 No 4 M Direct
Footnotes
  1. Includes 284 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
  2. This transaction was executed in multiple trades at prices ranging from $99.34 to $99.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $99.34 to $99.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $99.30 to $99.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. The option vested in 5 equal annual installments beginning February 16, 2005 and is due to expire February 16, 2015.
  6. The option vested in 5 equal annual installments beginning February 21, 2006 and is due to expire on February 21, 2016.
  7. The option vested completely on May 1, 2009 and is due to expire May 1, 2016.