Filing Details

Accession Number:
0001181431-13-045581
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-19 19:19:14
Reporting Period:
2013-08-15
Filing Date:
2013-08-19
Accepted Time:
2013-08-19 19:19:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297401 Dreamworks Animation Skg Inc. DWA Services-Motion Picture & Video Tape Production (7812) 680589190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475329 Richard Sullivan C/o Dreamworks Animation Skg, Inc.
1000 Flower Street
Glendale CA 91201
Deputy Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2013-08-15 1,777 $28.10 26,085 No 4 S Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2013-08-15 9,868 $25.91 35,953 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2013-08-16 9,099 $28.10 26,854 No 4 D Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2013-08-16 769 $27.99 26,085 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Appreciation Rights Disposition 2013-08-15 9,868 $0.00 9,868 $25.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-03-03 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $28.09 to $28.10, inclusive. The reporting person undertakes to provide to Dream Works Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form.
  2. The stock appreciation rights vested on March 3, 2011 and March 3, 2012.