Filing Details

Accession Number:
0001209191-13-041407
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-19 17:18:46
Reporting Period:
2013-08-16
Filing Date:
2013-08-19
Accepted Time:
2013-08-19 17:18:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552477 K Susan Cullen C/O 21 Scarsdale Road
Yonkers NY 10707
Evp Of Primary Operating Sub No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-16 2 $19.96 1,011 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,740 Direct
Footnotes
  1. Acquisition through broker-sponsored dividend reinvestment plan.
  2. Includes 17,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 12/7/2013, at a rate of 15% for each of the first and second year and a rate of 35% for each of the third and fourth year. (2,625 shares will vest on each of 12/7/2013 and 12/7/2014 and 6,125 shares will vest on each of 12/7/2015 and 12/7/2016).
  3. Includes 1,240 shares of Restricted Stock, 414 shares of which will vest over 3 years commencing on 03/06/2014, at a rate of 1/3 for each of the three years (138 shares will vest on each of 03/06/2014, 03/06/2015 and 03/06/2016). Vesting of the remaining 826 shares is contingent upon the achievement of specified performance criteria.