Filing Details

Accession Number:
0001185185-13-001855
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-16 18:16:19
Reporting Period:
2013-08-16
Filing Date:
2013-08-16
Accepted Time:
2013-08-16 18:16:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171012 Uni-Pixel UNXL Electronic Components, Nec (3679) 752926437
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251608 W Jeffrey Tomz 8708 Technology Forest Pl., Ste 100
The Woodlands TX 77381
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-16 6,000 $16.67 42,114 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Stock options $7.50 2005-04-19 2015-04-19 13,334 13,334 Direct
Common Shares Stock options $7.50 2007-09-13 2017-09-13 3,334 16,668 Direct
Common Shares Stock options $7.50 2009-01-30 2019-01-30 1,667 18,335 Direct
Common Shares Stock options $7.50 2010-01-28 2020-01-28 21,334 39,669 Direct
Common Shares Stock options $7.50 2010-05-19 2020-05-19 33,334 73,003 Direct
Common Shares Stock options $6.93 2011-01-21 2021-01-21 120,000 193,003 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-04-19 13,334 13,334 Direct
2017-09-13 3,334 16,668 Direct
2019-01-30 1,667 18,335 Direct
2020-01-28 21,334 39,669 Direct
2020-05-19 33,334 73,003 Direct
2021-01-21 120,000 193,003 Direct