Filing Details

Accession Number:
0001181431-13-045346
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-16 17:24:55
Reporting Period:
2013-08-14
Filing Date:
2013-08-16
Accepted Time:
2013-08-16 17:24:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1036044 Identive Group Inc. INVE Computer Peripheral Equipment, Nec (3577) 770444317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480933 Cornelius Boersch C/O Mountain Partners Ag
Dufourstrasse 121
St. Gallen V8 CH-9001
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-14 1,058,824 $0.73 2,115,448 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2013-08-14 1,058,824 $0.13 1,058,824 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,058,824 2014-02-14 2017-08-14 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,453,530 Indirect See footnote
Footnotes
  1. Consists of 6,431,667 shares held by Mountain Partners AG and 1,021,863 shares held by BH Capital Management AG over which Mountain Partners AG has voting and investment authority. Dr. Boersch may be deemed to have beneficial ownership of the shares owned by Mountain Partners AG. Dr.Boersch disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for Section 16 or for any other purpose.