Filing Details

Accession Number:
0001181431-13-045337
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-16 17:15:29
Reporting Period:
2013-08-15
Filing Date:
2013-08-16
Accepted Time:
2013-08-16 17:15:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1166003 Xpo Logistics Inc. XPO Transportation Services (4700) 030450326
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1320333 J James Martell 314 Ringling Point Drive
Sarasota FL 34234
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-08-15 39,099 $18.97 51,139 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.001 Per Share Restricted Stock Units $0.00 2,500 2,500 Direct
Common Stock, Par Value $0.001 Per Share Director Stock Options (right to buy) $16.74 2022-12-11 8,000 8,000 Direct
Common Stock, Par Value $0.001 Per Share Director Stock Options (right to buy) $9.28 2021-11-21 8,000 8,000 Direct
Common Stock, Par Value $0.001 Per Share Director Stock Options (right to buy) $5.00 2020-01-29 6,250 6,250 Direct
Common Stock, Par Value $0.001 Per Share Director Stock Options (right to buy) $3.88 2019-01-27 6,250 6,250 Direct
Common Stock, Par Value $0.001 Per Share Director Stock Options (right to buy) $4.16 2018-01-28 6,250 6,250 Direct
Common Stock, Par Value $0.001 Per Share Director Stock Options (right to buy) $5.40 2017-02-28 6,250 6,250 Direct
Common Stock, Par Value $0.001 Per Share Director Stock Options (right to buy) $2.96 2015-12-12 25,000 25,000 Direct
Common Stock, Par Value $0.001 Per Share Director Stock Options (right to buy) $5.00 2015-07-15 25,000 25,000 Direct
Common Stock, Par Value $0.001 Per Share See footnote $7.00 2011-09-02 103,571 725 Direct
Common Stock, Par Value $0.001 Per Share Warrants $7.00 2011-09-02 2021-09-02 103,572 103,572 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,500 2,500 Direct
2022-12-11 8,000 8,000 Direct
2021-11-21 8,000 8,000 Direct
2020-01-29 6,250 6,250 Direct
2019-01-27 6,250 6,250 Direct
2018-01-28 6,250 6,250 Direct
2017-02-28 6,250 6,250 Direct
2015-12-12 25,000 25,000 Direct
2015-07-15 25,000 25,000 Direct
103,571 725 Direct
2021-09-02 103,572 103,572 Direct
Footnotes
  1. These shares were purchased pursuant to a subscription agreement with the Issuer, dated July 12, 2013, which closed on August 15, 2013. These shares are restricted for resale by Mr. Martell until September 2, 2016.
  2. Each Restricted Stock Unit represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
  3. The Restricted Stock Units shall vest on December 11, 2013, subject to the Reporting Person's continued service as a director of the Issuer.
  4. The Director Stock Options shall vest and become exercisable on December 11, 2013, subject to the Reporting Person's continued service as a director of the Issuer.
  5. The Director Stock Options are fully vested and exercisable as of the filing date of this Form 4.
  6. Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.
  7. The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").
  8. The Series A Convertible Perpetual Preferred Stock has no expiration date.
  9. Represents 103,571 shares of Common Stock initially issuable upon conversion of 725 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation.
  10. The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
  11. Represents shares of Common Stock initially issuable upon the exercise of Warrants, subject to adjustment as set forth in the Warrant Certificate.