Filing Details

Accession Number:
0001181431-13-045170
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-16 08:32:57
Reporting Period:
2013-08-14
Filing Date:
2013-08-16
Accepted Time:
2013-08-16 08:32:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015155 Charles & Colvard Ltd CTHR Jewelry, Silverware & Plated Ware (3910) 561928817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1258861 B Ollin Sykes C/O Charles &Amp; Colvard Ltd
300 Perimeter Park Dr., Ste A
Morrisville NC 27560
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-14 5,664 $7.25 596,703 No 4 S Indirect By Sykes & Company Profit Sharing
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Sykes & Company Profit Sharing
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 325,860 Direct
Common Stock 10,599 Indirect By SEP IRA
Common Stock 4,787 Indirect By spouse
Common Stock 918 Indirect By Sykesco Investment Partners
Common Stock 17,323 Indirect By ROTH IRA
Common Stock 475 Indirect By IRA
Footnotes
  1. Ollin Sykes is the trustee of the Sykes & Company Profit Sharing Plan and Trust. The aggregate shares of the Issuer's common stock reported as held by the plan include 57,277 shares held in Mr. Sykes's personal 401(k) account under the plan. Mr. Sykes disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. Mr. Sykes is a partner within this investment partnership and has shared voting and investment power over these shares.