Filing Details

Accession Number:
0000909450-13-000031
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-15 21:41:53
Reporting Period:
2013-08-14
Filing Date:
2013-08-15
Accepted Time:
2013-08-15 21:41:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
941685 Imageware Systems Inc IWSY Services-Prepackaged Software (7372) 330224167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
909450 Gruber & Mcbaine Capital Management Llc 234 Van Ness, Ste 5
San Francisco CA 94133
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-14 46 $2.25 1,429,721 No 4 S Indirect By Limited Partnership and Investment Advisory Accounts
Common Stock Disposition 2013-08-14 50,000 $2.59 1,429,675 No 4 S Indirect By Limited Partnership and Investment Advisory Accounts
Common Stock Disposition 2013-08-15 278,000 $2.49 1,429,675 No 4 S Indirect By Limited Partnership and Investment Advisory Accounts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Limited Partnership and Investment Advisory Accounts
No 4 S Indirect By Limited Partnership and Investment Advisory Accounts
No 4 S Indirect By Limited Partnership and Investment Advisory Accounts
Footnotes
  1. This form is filed by Gruber & McBaine Capital Management, LLC (GMCM), a limited liability company that is an investment adviser for client accounts and a general partner of investment limited partnerships; Jon D. Gruber (Gruber) and J. Patterson McBaine (McBaine), who are managers,members and portfolio managers of GMCM.
  2. This total is the number of shares beneficially owned after the transactions reported in accounts and investment partnerships in which the reporting persons have some pecuniary interest; the total excludes shares held in other client accounts managed by GMCM in which the reporting persons have no pecuniary interest.
  3. By GMCM, as an investment adviser for client accounts and a general partner of investment partnerships,and by Gruber and McBaine as managers, members and portfolio managers of GMCM. GMCM, Gruber, and McBaine have pecuniary interest in those client accounts and partnerships that in the aggregate represent less than the total number of shares shown in Items 4 and 5. Each such reporting person disclaims beneficial ownership of the securities with respect to which indirect beneficial ownership is reported, except to the extent of that reporting persons pro rata pecuniary interest therein.