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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-08-15 19:23:02
Reporting Period:
Filing Date:
Accepted Time:
2013-08-15 19:23:02
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
319815 Maxwell Technologies Inc MXWL Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 952390133
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1407336 David Schramm C/o Maxwell Technologies, Inc.
3888 Calle Fortunada
San Diego CA 92123
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-15 1,689 $9.27 178,643 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 142,789 Indirect By Schramm Familiy Trust
Common Stock 12,800 Indirect By IRA
Common Stock 600 Indirect By Wife's IRA
  1. The reported securities are owned directly by Schramm Family Trust and indirectly by David Schramm.
  2. These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award.