Filing Details
- Accession Number:
- 0001140361-13-033289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 18:42:43
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 18:42:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1022225 | Oplink Communications Inc | OPLK | Telephone & Telegraph Apparatus (3661) | 770411346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434684 | Stephen Welles | 46335 Landing Pkwy Fremont CA 94538 | Sr. Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-12 | 2,500 | $0.00 | 14,832 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-08-12 | 917 | $21.69 | 13,915 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-08-15 | 5,841 | $20.17 | 8,074 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2013-08-12 | 2,500 | $0.00 | 10,000 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2013-08-14 | 12,500 | $0.00 | 12,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-08-12 | 2013-08-12 | No | 4 | M | Direct |
| 12,500 | 2015-08-14 | 2017-08-14 | No | 4 | A | Direct |
Footnotes
- Shares received upon vesting of final tranche of Restricted Stock Unit (RSU) award originally granted on 08/12/09
- Shares used to satisfy tax withholding obligation related to income from RSU vesting
- Each RSU represents the right to receive one share of common stock upon vesting. 50% of the RSUs will vest on 8/14/2015, 25% on 8/14/16 and 25% will vest on 8/14/17
Billionaire Hedge Funds
