Filing Details

Accession Number:
0001405086-13-000328
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-15 18:05:11
Reporting Period:
2013-08-14
Filing Date:
2013-08-15
Accepted Time:
2013-08-15 18:05:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528849 Restoration Hardware Holdings Inc RH Retail-Furniture Stores (5712) 453052669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545446 Arnold Scott Dahnke 599 West Putnam Avenue
Greenwich CT 06830
No No Yes No
1555543 Catterton Managing Partner Vi, L.l.c. 599 West Putnam Avenue
Greenwich CT 06830
No No Yes No
1555549 Cp6 Management, L.l.c. 599 West Putnam Avenue
Greenwich CT 06830
No No Yes No
1561192 Cp Home Holdings, Llc 599 West Putnam Ave
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-08-14 554,548 $67.81 3,978,731 No 4 S Indirect SEE FOOTNOTES:
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect SEE FOOTNOTES:
Footnotes
  1. Home Holdings ("Home Holdings") holds 8,911,636 shares of common stock of the Issuer (the "Shares"). Home Holdings is held by a private investor group, including (i) CP Home Holdings, LLC, an investment entity managed by funds affiliated with Catterton Management Company, LLC, (ii) Tower Three Home LLC, an investment fund managed by Tower Three Partners, LLC, and (iii) funds affiliated with Glenhill Capital Management LLC. Each of the Reporting Persons may be deemed to be a member of a group exercising voting and investment control over the shares of common stock held by Home Holdings. However, each Reporting Person disclaims membership in any such group and disclaims beneficial ownership of the Shares, except to the extent of its or his pecuniary interest therein.
  2. CP Home Holdings, LLC ("CP Home Holdings") holds 3,978,731 shares of common stock of the Issuer indirectly through Home Holdings. Catterton Managing Partner VI, L.L.C. ("Catterton Managing Partner" and together with CP Home Holdings and CP6 Management, L.L.C., the "Catterton Entities") is the managing member of CP Home Holdings. CP6 Management, L.L.C. is the managing member of Catterton Managing Partner and Scott A. Dahnke is a member of the managing board of CP6 Management, L.L.C. (Continued in Footnote 3).
  3. (Continued from Footnote 2) By virtue of these relationships, Catterton Managing Partner and Scott A. Dahnke may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by the Catterton Entities. Catterton Managing Partner, Scott A. Dahnke and each of the Catterton Entities expressly disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein.