Filing Details
- Accession Number:
- 0001354488-13-004691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-08-15 18:01:12
- Reporting Period:
- 2013-08-07
- Filing Date:
- 2013-08-15
- Accepted Time:
- 2013-08-15 18:01:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1282217 | R Brian Balbirnie | C/O Issuer Direct Corp. 500 Perimeter Park Drive, Suite D Morrisville NC 27560 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-07 | 1,000 | $7.00 | 619,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-07 | 1,500 | $7.25 | 618,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-07 | 2,000 | $7.55 | 616,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-08-07 | 750 | $0.00 | 616,750 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Acquisiton | 2010-08-09 | 7,500 | $0.00 | 7,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 624,250 | 2022-04-02 | No | 4 | A | Indirect |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Three Open market purchases, ranging from 7.25 t0 7.40 per share.
- Employee Stock Option Plan - ISO issued to spouse over a period, with conversion prices ranging from 1.70 to 3.33
Billionaire Hedge Funds
