Filing Details

Accession Number:
0001498902-13-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-15 15:03:27
Reporting Period:
2013-08-13
Filing Date:
2013-08-15
Accepted Time:
2013-08-15 15:03:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356090 Intrexon Corp XON Services-Commercial Physical & Biological Research (8731) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1083227 B Robert Shapiro 20374 Seneca Meadows Parkway
Germantown MD 20876
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-13 76,190 $0.00 76,190 No 4 C Indirect By trust
Common Stock Acquisiton 2013-08-13 3,926 $16.00 80,116 No 4 C Indirect By trust
Common Stock Acquisiton 2013-08-13 30,000 $16.00 33,847 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By trust
No 4 C Indirect By trust
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Convertible Preferred Stock Disposition 2013-08-13 133,334 $0.00 76,190 $0.00
Common Stock Series E Convertible Preferred Stock Dividend Disposition 2013-08-13 0 $16.00 3,926 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The indicated shares represent the number of shares received upon conversion of the Issuer's Convertible Preferred Stock, indicated by Series in Table II.
  2. Effective upon the closing of the Issuer's firm commitment underwritten initial public offering of its Common Stock, the shares of Convertible Preferred Stock automatically converted at a ratio of 1.75-to-1 into the number of shares of Common Stock shown in column 7. The shares of Convertible Preferred Stock had no expiration date.
  3. Effective upon the closing of the Issuer's firm commitment underwritten initial public offering all accrued dividends with respect to the shares of Convertible Preferred Stock were converted into shares of Common Stock at the then current fair market value, or $16.00 per share. Payment for partial shares was issued in the form of a monetary refund by the Issuer.
  4. Shares held in the Robert B. Shapiro Revocable Trust.