Filing Details

Accession Number:
0001181431-13-044921
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 21:16:54
Reporting Period:
2013-08-14
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 21:16:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574815 Stock Building Supply Holdings Inc. STCK Retail-Lumber & Other Building Materials Dealers (5211) 264687975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581293 Duff Wakefield C/o Stock Building Supply Holdings, Inc.
8020 Arco Corporate Drive, Suite 400
Raleigh NC 27617
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Non-Voting Common Stock Disposition 2013-08-14 25,972 $0.00 0 No 4 D Direct
Common Stock Acquisiton 2013-08-14 25,972 $0.00 25,972 No 4 A Direct
Common Stock Acquisiton 2013-08-14 500 $14.00 26,472 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Non-Voting Common Stock Employee Stock Option (right to buy) Disposition 2013-08-14 64,930 $0.00 64,930 $0.97
Common Stock Employee Stock Option (right to buy) Acquisiton 2013-08-14 64,930 $0.00 64,930 $0.97
Common Stock Employee Stock Option (right to buy) Acquisiton 2013-08-14 25,000 $0.00 25,000 $14.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-11-07 No 4 D Direct
64,930 2021-11-07 No 4 A Direct
89,930 2023-08-14 No 4 A Direct
Footnotes
  1. Pursuant to the Amended and Restated Certificate of Incorporation of Stock Building Supply Holdings, Inc. (the "Issuer") filed immediately prior to closing of the Issuer's initial public offering on August 14, 2013, each share of Class A Voting Common Stock and Class B Non-Voting Common Stock was reclassified as and converted into an equal number of shares of a single class of Common Stock, resulting in an exempt disposition to the Issuer pursuant to Rule 16b-3(e) and Rule 16b-7(a), and a corresponding exempt acquisition from the Issuer pursuant to Rule 16b-3(d) and Rule 16b-7(a), in each case, as promulgated under the Securities Exchange Act of 1934 (the "Exchange Act"). (Continued in footnote 2)
  2. Options to purchase Class B Non-Voting Common Stock were converted into the right to purchase an equal number of shares of Common Stock, resulting in an exempt disposition to the Issuer pursuant to Rule 16b-3(e) and Rule 16b-7(a), and a corresponding exempt acquisition from the Issuer pursuant to Rule 16b-3(d) and Rule 16b-7(a), in each case, as promulgated under the Exchange Act.
  3. On July 29, 2013, the Class B Non-Voting Common Stock of the Issuer split 25.972-for-1, resulting in the Reporting Person owning 24,972 additional shares of Class B Non-Voting Common Stock.
  4. The options vest over a four-year period: as to 10% of the shares underlying the option award on the first anniversary of April 1, 2011, the vesting commencement date, 20% on the second anniversary, 25% on the third anniversary and the remaining 45% on the fourth anniversary, subject to the Reporting Person's continued employment with the Issuer.
  5. The options vest over a three-year period: as to one-third of the shares underlying the option award on the first anniversary of August 14, 2013, the vesting commencement date, one-third on the second anniversary, and the remaining one-third on the third anniversary, subject to the Reporting Person's continued employment with the Issuer.