Filing Details

Accession Number:
0001209191-13-040774
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 19:30:27
Reporting Period:
2013-08-12
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 19:30:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191010 W John Allison P.o. Box 966
Conway AR 72033
Chairman Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-12 360 $27.27 3,742,382 No 4 P Direct
Common Stock Disposition 2013-04-22 7,324 $0.00 3,735,058 No 5 G Direct
Common Stock Disposition 2013-07-01 500 $0.00 3,734,558 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 5 G Direct
No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 427,680 Indirect By wife
Common Stock 382,507 Indirect By son
Common Stock 33,664 Indirect By Capital Buyers
Common Stock - Restricted Stock 4,428 Direct
Common Stock 8,136 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $17.25 2014-01-18 2023-01-17 50,000 50,000 Direct
Common Stock Stock Option $3.08 5,702 5,702 Direct
Common Stock Stock Option $3.92 2,851 2,851 Direct
Common Stock Stock Option $3.50 2,138 2,138 Direct
Common Stock Performance Stock Option $5.54 2010-01-01 2016-03-13 88,957 88,957 Direct
Common Stock Stock Option $4.21 3,564 3,564 Direct
Common Stock Stock Option $4.92 3,564 3,564 Direct
Common Stock Stock Option $5.33 3,564 3,564 Direct
Common Stock Stock Option $5.33 2005-07-27 2015-07-27 178,200 178,200 Direct
Common Stock Stock Option $4.78 20,156 20,156 Direct
Common Stock Stock Option $10.16 2017-01-18 47,520 47,520 Direct
Common Stock Stock Option $8.54 2018-01-17 35,640 35,640 Direct
Common Stock Stock Option $8.60 2018-01-09 4,752 4,752 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-01-17 50,000 50,000 Direct
5,702 5,702 Direct
2,851 2,851 Direct
2,138 2,138 Direct
2016-03-13 88,957 88,957 Direct
3,564 3,564 Direct
3,564 3,564 Direct
3,564 3,564 Direct
2015-07-27 178,200 178,200 Direct
20,156 20,156 Direct
2017-01-18 47,520 47,520 Direct
2018-01-17 35,640 35,640 Direct
2018-01-09 4,752 4,752 Direct
Footnotes
  1. The option became exercisable in five equal annual installments beginning on January 18, 2009.
  2. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2000 and would have expired on December 31, 2010.
  3. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and would have expired on December 31, 2011.
  4. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and would have expired on December 31, 2012.
  5. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and expires on December 31, 2013.
  6. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
  7. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  8. 2,880 options (split adjusted) have an expiration date of December 31, 2013 and 3,456 options (split adjusted) have an expiration date of December 31, 2014. The remaining 13,820 options (spilt adjusted) vested on January 1, 2005 with an expiration date of January 1, 2015.
  9. The option became exercisable in two equal annual installments beginning on January 19, 2008.
  10. The option became exercisable in five equal annual installments beginning on January 10, 2009.
  11. The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
  12. Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
  13. Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
  14. The reporting person had 2,430 (split adjusted) shares vest since the last filing.
  15. The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and madepayable June 12, 2013.
  16. Includes 1,333.8419 shares (split adjusted) acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.