Filing Details

Accession Number:
0001181431-13-044870
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 18:46:16
Reporting Period:
2013-08-14
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 18:46:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1165231 Procera Networks Inc. PKT Services-Computer Programming Services (7371) 330974674
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427467 Frederick James Brear C/O Procera Networks, Inc.
4121 Clipper Court
Fremont CA 94538
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-08-14 2,750 $5.00 97,750 No 4 X Direct
Common Stock Disposition 2013-08-14 2,750 $13.65 95,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-08-14 2,750 $0.00 2,750 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 2010-11-13 2019-11-13 No 4 X Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The option was granted on 11/13/2009 and is exercisable as the option vests. The option vests over a four year period, with 25% of the shares subject to the option vesting on the first anniversary of the grant date and the balance vesting in 36 equal consecutive monthly installments thereafter until the option becomes fully vested and exercisable.