Filing Details

Accession Number:
0001140361-13-033042
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-08-14 18:41:13
Reporting Period:
2013-08-12
Filing Date:
2013-08-14
Accepted Time:
2013-08-14 18:41:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
351834 Sunopta Inc. STKL Wholesale-Farm Product Raw Materials (5150) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450746 West Face Capital Inc. 2 Bloor Street East
Suite 3000
Toronto A6 M4W 1A8
No No Yes No
1528060 A. Gregory Boland 2 Bloor Street East, Suite 3000
Toronto A6 M4W 1A8
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Disposition 2013-08-12 750,000 $8.95 6,960,200 No 4 S Indirect See footnote
Common Shares, No Par Value Disposition 2013-08-13 360,200 $9.10 6,600,000 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. These shares of the Issuer's Common Shares, no par value (the "Shares"), are held directly by West Face Long Term Opportunities Global Master L.P., a Cayman Islands limited partnership ("WFGM"). These Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: West Face Capital Inc. ("West Face"), as investment manager to WFGM, and Gregory A. Boland, as the President and Chief Executive Officer of West Face. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
  2. This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on August 12, 2013. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  3. This price reflects the weighted average purchase price for open-market purchases of Shares made by the Reporting Persons on August 13, 2013. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.